Finra E Learning Login

Financial Industry Regulatory Authority, Inc. ("FINRA") provides financial services industry-related web-based learning materials and courses through a third party technology provider. Your use of the course content provided therein by FINRA ("FINRA Courses") is conditioned upon your acceptance, without modification, of all terms and conditions of this Agreement, the general FINRA corporate ...

FINRA’s course catalog offers over 120 training courses including topics such as anti-money laundering, senior investors, insider training and more. Each FINRA e-learning course follows a core concept, provides relevant scenarios and offers optional examinations and attestations designed to test the user’s knowledge of the course content.

FINRA’s e-learning courses lead users through common compliance situations and include scenarios and decision points that help users make sure they understand course content. They also include post-course examinations* to measure understanding of the material. FINRA’s e-learning courses are developed to provide

Innovation is one of our organizational values and is a key driver behind our efforts to seek continuous self-improvement. By innovating, we have become an industry leader in building and operating technology solutions in the cloud and leveraging machine learning and artificial intelligence to advance our mission. We have modernized our market surveillance technology and are monitoring tens of ...

FINRA may use your personal information submitted via this Web site for any regulatory purpose. This Web site is operated in the United States. If you are located outside of the United States, please be aware that any information you provide to us will be transferred to the U.S. and subject to U.S. laws. ...

Web Delivery of the Continuing Education Regulatory Element Program FINRA has transitioned the delivery of the Continuing Education (CE) Regulatory Element to an online format called the CE Online Program. The CE Online Program provides participants with the flexibility to satisfy their CE Regulatory Element requirement from a home or office computer—anytime, anywhere.

FINRA enables investors and firms to participate in the market with confidence by safeguarding its integrity. We deploy deep expertise, leading technology and extensive market intelligence to serve as the first line of oversight for the brokerage industry - all at no cost to taxpayers. We are a not ...