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FINRA may use your personal information submitted via this Web site for any regulatory purpose. This Web site is operated in the United States. If you are located outside of the United States, please be aware that any information you provide to us will be transferred to the U.S. and subject to U.S. laws. ...

FINRA enables investors and firms to participate in the market with confidence by safeguarding its integrity. We deploy deep expertise, leading technology and extensive market intelligence to serve as the first line of oversight for the brokerage industry - all at no cost to taxpayers. We are a not ...

Firm Gateway is becoming FINRA Gateway in 2020! We are delighted to introduce FINRA Gateway, the new FINRA reporting and compliance user experience, which we will begin to roll-out in the coming months. The new system is designed to focus on compliance functions, such as research, reporting and responding to requests, rather than focusing on the specific system you would access to fulfill your ...

If you are experiencing any difficulties logging into the system, please contact your administrator for assistance. If you are a Super Account Administrator, contact the Gateway Call Center at 301-869-6699 for assistance.Do NOT bookmark this page or add it to your favorites. If you would like to create a bookmark or add this application to your favorites, please create the bookmark or add it ...

BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

Your firm may request access to use them from FINRA through a process called Entitlement. Step 2 - Accounting: After your firm is entitled to use the systems by FINRA, fund your firm's FINRA Flex-Funding Account (CRD/IARD Daily Account). Your firm must have …

FINRA may use your personal information submitted via this Web site for any regulatory purpose. This Web site is operated in the United States. If you are located outside of the United States, please be aware that any information you provide to us will be transferred to the U.S. and subject to U.S. laws.

If you are experiencing any difficulties logging into the system, please contact your administrator for assistance. If you are a Super Account Administrator, contact the Gateway Call Center at 301-869-6699 for assistance.Do NOT bookmark this page or add it to your favorites. If you would like to create a bookmark or add this application to your favorites, please create the bookmark or add it ...

FINRALink, a site devoted to FINRA alums, provides alumni with networking tools and opportunities, recent news, updates and benefits information. Register your account today! Welcome to FINRALink, the network for FINRA Alumni. We owe our success to our colleagues – past and present – so we're delighted to offer you access to: ...

Want to be a broker-dealer firm and conduct securities transactions in the U.S.? First, the firm and individuals need to register with FINRA, and that means working with our Membership Application Program (MAP) Group!Followers: 8.4K